Mortgage Fraud, Securities Fraud, and the Financial Meltdown: Prosecuting Those Responsible
Author | : Robert Khuzami |
Publisher | : DIANE Publishing |
Total Pages | : 14 |
Release | : 2010-10 |
ISBN-10 | : 9781437928280 |
ISBN-13 | : 1437928285 |
Rating | : 4/5 (80 Downloads) |
Download or read book Mortgage Fraud, Securities Fraud, and the Financial Meltdown: Prosecuting Those Responsible written by Robert Khuzami and published by DIANE Publishing. This book was released on 2010-10 with total page 14 pages. Available in PDF, EPUB and Kindle. Book excerpt: Certain principles are fundamental to the fair and proper functioning of our markets: that no one should have an unjust advantage; that investors have a right to disclosure that complies with fed. securities laws; and that there is a level playing field for all investors. Discusses how the SEC is moving on 5 fronts in the enforcement area to advance these objectives. Contents: (1) Recent Accomplishments and Initiatives: Mortgage-Related Cases; Accounting Fraud; Broker-Dealer, Investment Adviser, and Hedge Fund Misconduct; Insider Trading; Public Trust; Ponzi Schemes; Foreign Corrupt Practices Act; Cooperation and Coordination with Other Authorities; (2) Strengthening the Enforcement Division: Legislative Initiatives; Future Plans.