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Registration and Regulation of Brokers and Dealers
Language: en
Pages: 400

Registration and Regulation of Brokers and Dealers

Authors: Ezra Weiss
Categories: Business & Economics
Type: BOOK - Published: 1965 - Publisher:

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Government Securities Act of 1986
Language: en
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Government Securities Act of 1986

Authors: United States
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Broker-dealer License Fees
Language: en
Pages: 76

Broker-dealer License Fees

Authors: United States. Congress. House. Committee on Interstate and Foreign Commerce
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Type: BOOK - Published: 1960 - Publisher:

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Considers H.R. 6294, to amend the Securities Exchange Act of 1934 to raise security exchange registration fees, and to impose annual registration fees on regist
U.S. Regulation of the International Securities and Derivatives Markets
Language: en
Pages: 254

U.S. Regulation of the International Securities and Derivatives Markets

Authors:
Categories: Business & Economics
Type: BOOK - Published: 2002 - Publisher: Aspen Law & Business Publishers

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Broker-Dealer Law and Regulation, 5th Edition
Language: en
Pages: 1920

Broker-Dealer Law and Regulation, 5th Edition

Authors: Poser, Fanto, Gross
Categories: Stockbrokers
Type: BOOK - Published: - Publisher: Wolters Kluwer Law & Business

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